SEC Form 4 · accession 0001144204-16-131420
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Eliason
Officer — Chief Financial Officer
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2016 | A | 7,000 | $0.00 | A | 134,495 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities awarded on 11/1/2016 are in the form of restricted stock units (RSUs) issued pursuant to the issuer's Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 2,333 RSUs will vest on 11/15/2017 and an additional 2,333 RSUs will vest at 11/15/2018, with the final 2,334 RSUs vesting on 11/15/2019. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.