SEC Form 4 · accession 0001144204-16-095359
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry W Potter
Director
Period of report
Apr 19, 2016
Accepted (ET)
Apr 20, 2016 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 19, 2016 | A | 2,500 | $0.00 | A | 53,742 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities awarded on 4/19/2016 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 833 RSUs will vest on 5/1/2017 and an additional 833 RSUs will vest on 5/1/2018, with the final 834 RSUs vesting on 5/1/2019. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.