SEC Form 4 · accession 0001144204-16-078882
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Anthony Morrison
Officer — President and CEO · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2016 | F | 10,000 | $4.10 | D | 175,868 | D | |
| Common Stock | Feb 1, 2016 | S | 15,000 | $4.25 | D | 160,868 | D | |
| Common StockF3 | holding | — | — | — | 119,463 | I | Trustee | |
| Common StockF4,F5 | holding | — | — | — | 15,297 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person.
- F2Excludes 2,348 shares previously reported in error as being beneficially owned by the reporting person.
- F3These shares are owned by Merrill Lynch, Trustee f/b/o Michael Morrison Roth IRA.
- F4These shares are owned by Mr. Morrison's wife as custodian for five UTMA accounts. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F5This amount includes 192 shares owned by Mr. Morrison's children held in UTMA accounts which were previously reported as separate holdings.