SEC Form 4 · accession 0001144204-15-045792
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay K Mistry
Officer — Vice President, Controller
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2015 | P | 15,000 | $5.48 | A | 108,967 | D | |
| Common StockF2 | holding | — | — | — | 60 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 45 | I | By Son | |
| Common StockF3 | holding | — | — | — | 33 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.45 to $5.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares were acquired in market transactions not exceeding $10,000 in market value, individually or in the aggregate.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares were acquired prior to the reporting person becoming an executive officer of the issuer and were previously reported as being beneficially owned directly by the reporting person.