SEC Form 4 · accession 0001144204-15-024407
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben Plummer
Officer — Chief Marketing Officer
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2015 | A | 33,334 | $0.00 | A | 124,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities awarded on 4/20/2015 are in the form of restricted stock units (RSUs) issued pursuant to the Datawatch Second Amended and Restated 2011 Equity Compensation and Incentive Plan. All of the RSUs will vest in full on 1/31/2016. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.