SEC Form 4 · accession 0001144204-15-003780
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay K Mistry
Officer — Vice President, Controller
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2015 | A | 10,000 | $0.00 | A | 44,700 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities awarded on 1/23/2015 are in the form of restricted stock units (RSUs) issued pursuant to the issuer's Second Amended and Restated 2011 Equity Compensation and Incentive Plan. 3,333 RSUs will vest on 12/1/2015 and an additional 3,333 RSUs will vest at 12/1/2016, with the final 3,334 RSUs vesting on 12/1/2017. This vesting schedule is subject to acceleration in certain instances in connection with an acquisition or other change of control event.