SEC Form 4 · accession 0000919574-16-017356
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
G2 INVESTMENT PARTNERS QP LP
10% Owner
Josh Goldberg
10% Owner
G2 Investment Partners GP LLC
10% Owner
Period of report
Dec 27, 2016
Accepted (ET)
Dec 29, 2016 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 27, 2016 | P | 3,376 | $5.715 | A | 1,532,053 | D | |
| Common StockF2 | Dec 27, 2016 | P | 4,000 | $5.715 | A | 1,815,392 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by G2 Investment Partners QP LP (a "Reporting Person").
- F2These securities are held in the accounts of private investment funds managed by G2 Investment Partners Management LLC ("G2 Investment Partners Management") and may be deemed to be beneficially owned by (i) G2 Investment Partners Management, (ii) G2 Investment Partners GP LLC, and (iii) Josh Goldberg, the managing member of G2 Investment Partners Management and G2 Investment Partners GP LLC (each a "Reporting Person" and together with G2 Investment Partners QP LP, the "Reporting Persons"). The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.