SEC Form 4 · accession 0000919574-16-017036
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G2 INVESTMENT PARTNERS QP LP
10% Owner
Period of report
Nov 30, 2016
Accepted (ET)
Dec 5, 2016 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | S | 1,113 | $6.40 | D | 1,531,304 | D | |
| Common StockF2,F1 | Nov 30, 2016 | P | 13,254 | $6.35 | A | 1,544,558 | D | |
| Common StockF3,F1 | Nov 30, 2016 | S | 43,941 | $6.29 | D | 1,500,617 | D | |
| Common StockF1 | Nov 30, 2016 | P | 86 | $6.30 | A | 1,500,703 | D | |
| Common StockF4,F1 | Nov 30, 2016 | S | 31,107 | $6.17 | D | 1,469,596 | D | |
| Common StockF5,F1 | Nov 30, 2016 | P | 21,395 | $6.19 | A | 1,490,991 | D | |
| Common StockF6,F1 | Nov 30, 2016 | S | 18,104 | $6.02 | D | 1,472,887 | D | |
| Common StockF7,F1 | Nov 30, 2016 | P | 42,876 | $6.03 | A | 1,515,762 | D | |
| Common StockF8,F1 | Nov 30, 2016 | S | 8,986 | $6.10 | D | 1,506,776 | D | |
| Common StockF9,F1 | Nov 30, 2016 | P | 540 | $6.02 | A | 1,507,316 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by G2 Investment Partners QP LP (the "Reporting Person"). These transactions were previously reported on the Form 4 filed by G2 Investment Partners Management LLC, G2 Investment Partners GP LLC and Josh Goldberg on December 2, 2016.
- F2The reported price is the weighted average purchase price for purchases on November 30, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.35 to $6.40 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3The reported price is the weighted average sale price for sales on November 30, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.25 to $6.35. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The reported price is the weighted average sale price for sales on November 30, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.15 to $6.20. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The reported price is the weighted average purchase price for purchases on November 30, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.15 to $6.20 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F6The reported price is the weighted average sale price for sales on November 30, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.00 to $6.08. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The reported price is the weighted average purchase price for purchases on November 30, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.00 to $6.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F8The reported price is the weighted average sale price for sales on November 30, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.10 to $6.13. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F9The reported price is the weighted average purchase price for purchases on November 30, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.00 to $6.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.