SEC Form 4 · accession 0000919574-16-017034
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G2 INVESTMENT PARTNERS QP LP
10% Owner
Period of report
Nov 25, 2016
Accepted (ET)
Dec 5, 2016 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2016 | S | 6,048 | $6.70 | D | 1,361,317 | D | |
| Common StockF1 | Nov 25, 2016 | P | 10,869 | $6.65 | A | 1,372,186 | D | |
| Common StockF2,F1 | Nov 25, 2016 | S | 3,156 | $6.65 | D | 1,369,030 | D | |
| Common StockF3,F1 | Nov 25, 2016 | P | 246 | $6.67 | A | 1,369,275 | D | |
| Common StockF1 | Nov 28, 2016 | S | 86 | $6.70 | D | 1,369,190 | D | |
| Common StockF4,F1 | Nov 28, 2016 | P | 57,356 | $6.70 | A | 1,426,546 | D | |
| Common StockF1 | Nov 28, 2016 | S | 5,869 | $6.70 | D | 1,420,677 | D | |
| Common StockF1 | Nov 28, 2016 | P | 86 | $6.70 | A | 1,420,763 | D | |
| Common StockF5,F1 | Nov 28, 2016 | S | 28,985 | $6.65 | D | 1,391,778 | D | |
| Common StockF6,F1 | Nov 28, 2016 | P | 75,158 | $6.64 | A | 1,466,936 | D | |
| Common StockF1 | Nov 28, 2016 | S | 30,918 | $6.65 | D | 1,436,017 | D | |
| Common StockF7,F1 | Nov 28, 2016 | P | 26,551 | $6.62 | A | 1,462,568 | D | |
| Common StockF1 | Nov 29, 2016 | P | 86 | $6.60 | A | 1,462,654 | D | |
| Common StockF1 | Nov 29, 2016 | S | 86 | $6.65 | D | 1,462,568 | D | |
| Common StockF8,F1 | Nov 29, 2016 | P | 80,746 | $6.55 | A | 1,543,314 | D | |
| Common StockF9,F1 | Nov 29, 2016 | S | 38,318 | $6.50 | D | 1,504,995 | D | |
| Common StockF10,F1 | Nov 29, 2016 | P | 257 | $6.53 | A | 1,505,252 | D | |
| Common StockF1 | Nov 29, 2016 | S | 171 | $6.55 | D | 1,505,081 | D | |
| Common StockF11,F1 | Nov 29, 2016 | P | 30,210 | $6.50 | A | 1,535,290 | D | |
| Common StockF12,F1 | Nov 29, 2016 | S | 37,991 | $6.45 | D | 1,497,300 | D | |
| Common StockF13,F1 | Nov 29, 2016 | P | 17,972 | $6.40 | A | 1,515,272 | D | |
| Common StockF1 | Nov 29, 2016 | S | 27,129 | $6.40 | D | 1,488,143 | D | |
| Common StockF14,F1 | Nov 29, 2016 | P | 12,009 | $6.40 | A | 1,500,151 | D | |
| Common StockF15,F1 | Nov 29, 2016 | S | 12,321 | $6.35 | D | 1,487,830 | D | |
| Common StockF16,F1 | Nov 29, 2016 | P | 44,758 | $6.35 | A | 1,532,589 | D | |
| Common StockF1 | Nov 29, 2016 | S | 171 | $6.35 | D | 1,532,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by G2 Investment Partners QP LP (the "Reporting Person"). These transactions were previously reported on the Form 4 filed by G2 Investment Partners Management LLC, G2 Investment Partners GP LLC and Josh Goldberg on November 29, 2016 and December 1, 2016.
- F10The reported price is the weighted average purchase price for purchases on November 29, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.50 to $6.55 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F11The reported price is the weighted average purchase price for purchases on November 29, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.50 to $6.55 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F12The reported price is the weighted average sale price for sales on November 29, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.40 to $6.48. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F13The reported price is the weighted average purchase price for purchases on November 29, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.38 to $6.40 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F14The reported price is the weighted average purchase price for purchases on November 29, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.40 to $6.45 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F15The reported price is the weighted average sale price for sales on November 29, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.35 to $6.38. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F16The reported price is the weighted average purchase price for purchases on November 29, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.35 to $6.40 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The reported price is the weighted average sale price for sales on November 25, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.65 to $6.68. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The reported price is the weighted average purchase price for purchases on November 25, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.65 to $6.67 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4The reported price is the weighted average purchase price for purchases on November 28, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.65 to $6.75 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F5The reported price is the weighted average sale price for sales on November 28, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.60 to $6.68. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6The reported price is the weighted average purchase price for purchases on November 28, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.60 to $6.65 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F7The reported price is the weighted average purchase price for purchases on November 28, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.58 to $6.65 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F8The reported price is the weighted average purchase price for purchases on November 29, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.53 to $6.60 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F9The reported price is the weighted average sale price for sales on November 29, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.50 to $6.53. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.