SEC Form 4 · accession 0000919574-16-017022
DATAWATCH CORP · DWCH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G2 INVESTMENT PARTNERS QP LP
10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Dec 5, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000792130
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2016 | S | 513 | $7.00 | D | 1,331,897 | D | |
| Common StockF2,F1 | Nov 11, 2016 | P | 69,553 | $7.06 | A | 1,401,450 | D | |
| Common StockF3,F1 | Nov 11, 2016 | S | 79,932 | $7.03 | D | 1,321,518 | D | |
| Common StockF4,F1 | Nov 11, 2016 | P | 32,264 | $6.94 | A | 1,353,782 | D | |
| Common StockF5,F1 | Nov 14, 2016 | P | 121,587 | $7.09 | A | 1,475,369 | D | |
| Common StockF6,F1 | Nov 14, 2016 | S | 72,743 | $7.07 | D | 1,402,626 | D | |
| Common StockF7,F1 | Nov 14, 2016 | P | 17,681 | $7.14 | A | 1,420,307 | D | |
| Common StockF1 | Nov 14, 2016 | S | 65,405 | $7.10 | D | 1,354,902 | D | |
| Common StockF8,F1 | Nov 14, 2016 | P | 72,743 | $7.17 | A | 1,427,645 | D | |
| Common StockF9,F1 | Nov 14, 2016 | S | 95,562 | $7.16 | D | 1,332,083 | D | |
| Common StockF1 | Nov 14, 2016 | P | 21,395 | $7.15 | A | 1,353,478 | D | |
| Common StockF1 | Nov 14, 2016 | S | 5,306 | $7.10 | D | 1,348,172 | D | |
| Common StockF10,F1 | Nov 14, 2016 | P | 42,790 | $7.15 | A | 1,390,962 | D | |
| Common StockF11,F1 | Nov 14, 2016 | S | 31,151 | $7.10 | D | 1,359,811 | D | |
| Common StockF12,F1 | Nov 14, 2016 | P | 42,790 | $7.15 | A | 1,402,601 | D | |
| Common StockF13,F1 | Nov 14, 2016 | S | 53,248 | $7.08 | D | 1,349,353 | D | |
| Common StockF14,F1 | Nov 14, 2016 | P | 27,244 | $6.98 | A | 1,376,598 | D | |
| Common StockF15,F1 | Nov 14, 2016 | S | 47,993 | $6.97 | D | 1,328,604 | D | |
| Common StockF16,F1 | Nov 14, 2016 | P | 17,672 | $6.95 | A | 1,346,277 | D | |
| Common StockF1 | Nov 14, 2016 | S | 685 | $7.05 | D | 1,345,592 | D | |
| Common StockF17,F1 | Nov 14, 2016 | P | 64,185 | $7.11 | A | 1,409,777 | D | |
| Common StockF18,F1 | Nov 14, 2016 | S | 69,867 | $7.05 | D | 1,339,910 | D | |
| Common StockF19,F1 | Nov 14, 2016 | P | 4,983 | $7.05 | A | 1,344,894 | D | |
| Common StockF20,F1 | Nov 14, 2016 | S | 34,253 | $7.05 | D | 1,310,641 | D | |
| Common StockF21,F1 | Nov 14, 2016 | P | 47,925 | $7.10 | A | 1,358,566 | D | |
| Common StockF1 | Nov 14, 2016 | S | 45,418 | $7.05 | D | 1,313,148 | D | |
| Common StockF22,F1 | Nov 15, 2016 | S | 69,320 | $7.00 | D | 1,243,828 | D | |
| Common StockF1 | Nov 15, 2016 | P | 171 | $7.00 | A | 1,243,999 | D | |
| Common StockF23,F1 | Nov 15, 2016 | S | 44,638 | $7.00 | D | 1,199,362 | D | |
| Common StockF24,F1 | Nov 15, 2016 | P | 513 | $7.03 | A | 1,199,875 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by G2 Investment Partners QP LP (the "Reporting Person"). These transactions were previously reported on the Form 4 filed by G2 Investment Partners Management LLC, G2 Investment Partners GP LLC and Josh Goldberg on November 14, 2016 and November 16, 2016.
- F10The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.10 to $7.15 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F11The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.10 to $7.13. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F12The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.10 to $7.15 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F13The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.10 to $7.13. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F14The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.00 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F15The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.90 to $7.00. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F16The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F17The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.05 to $7.15 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F18The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.05 to 7.08. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F19The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $7.00 to $7.10. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F20The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.05 to 7.08. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F21The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.08 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F22The reported price is the weighted average sale price for sales on November 15, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to 7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F23The reported price is the weighted average sale price for sales on November 15, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to 7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F24The reported price is the weighted average purchase price for purchases on November 15, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Persons. The actual prices of such sales ranged from $6.95 to $7.13. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Persons. The actual prices of such purchases ranged from $6.85 to $6.95. The Reporting Persons undertake to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F5The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.90 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F6The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.05 to $7.13. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F7The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.10 to $7.15 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F8The reported price is the weighted average purchase price for purchases on November 14, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.15 to $7.20 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F9The reported price is the weighted average sale price for sales on November 14, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.10 to $7.20. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.