SEC Form 4 · accession 0000919574-16-017020

DATAWATCH CORP · DWCH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

G2 INVESTMENT PARTNERS QP LP

10% Owner

Period of report

Nov 10, 2016

Accepted (ET)

Dec 5, 2016 · 5:58 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000792130

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2,F1	Nov 10, 2016	P	37,262	$6.96	A	1,235,814	D
Common Stock^F3,F1	Nov 10, 2016	S	40,698	$6.86	D	1,195,117	D
Common Stock^F4,F1	Nov 10, 2016	P	41,549	$6.75	A	1,236,666	D
Common Stock^F5,F1	Nov 10, 2016	S	5,049	$6.70	D	1,231,616	D
Common Stock^F6,F1	Nov 10, 2016	P	9,927	$6.78	A	1,241,544	D
Common Stock^F1	Nov 10, 2016	S	1,027	$6.75	D	1,240,517	D
Common Stock^F7,F1	Nov 10, 2016	P	11,299	$6.89	A	1,251,816	D
Common Stock^F8,F1	Nov 11, 2016	P	9,831	$7.10	A	1,261,647	D
Common Stock^F9,F1	Nov 11, 2016	S	19,428	$7.01	D	1,242,219	D
Common Stock^F10,F1	Nov 11, 2016	P	87,322	$7.17	A	1,329,541	D
Common Stock^F11,F1	Nov 11, 2016	S	72,914	$7.13	D	1,256,627	D
Common Stock^F12,F1	Nov 11, 2016	P	10,863	$7.07	A	1,267,490	D
Common Stock^F13,F1	Nov 11, 2016	S	7,788	$7.00	D	1,259,702	D
Common Stock^F14,F1	Nov 11, 2016	P	17,707	$7.09	A	1,277,409	D
Common Stock^F1	Nov 11, 2016	S	18,742	$7.00	D	1,258,667	D
Common Stock^F15,F1	Nov 11, 2016	P	35,944	$7.07	A	1,294,610	D
Common Stock^F16,F1	Nov 11, 2016	S	31,237	$7.00	D	1,263,374	D
Common Stock^F17,F1	Nov 11, 2016	P	33,719	$7.07	A	1,297,092	D
Common Stock^F18,F1	Nov 11, 2016	S	36,184	$7.01	D	1,260,908	D
Common Stock^F19,F1	Nov 11, 2016	P	87,369	$7.04	A	1,348,277	D
Common Stock^F20,F1	Nov 11, 2016	S	56,331	$7.02	D	1,291,945	D
Common Stock^F21,F1	Nov 11, 2016	P	74,455	$7.07	A	1,366,400	D
Common Stock^F22,F1	Nov 11, 2016	S	48,096	$7.00	D	1,318,304	D
Common Stock^F1	Nov 11, 2016	P	31,921	$7.05	A	1,350,225	D
Common Stock^F1	Nov 11, 2016	S	27,043	$7.00	D	1,323,182	D
Common Stock^F23,F1	Nov 11, 2016	P	72,743	$7.05	A	1,395,925	D
Common Stock^F24,F1	Nov 11, 2016	S	72,500	$7.01	D	1,323,425	D
Common Stock^F25,F1	Nov 11, 2016	P	21,395	$7.03	A	1,344,820	D
Common Stock^F26,F1	Nov 11, 2016	S	12,580	$7.00	D	1,332,240	D
Common Stock^F1	Nov 11, 2016	P	171	$7.00	A	1,332,411	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1These securities are directly owned by G2 Investment Partners QP LP (the "Reporting Person"). These transactions were previously reported on the Form 4 filed by G2 Investment Partners Management LLC, G2 Investment Partners GP LLC and Josh Goldberg on November 14, 2016 and November 15, 2016.
F10The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.90 to $7.40 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F11The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.28. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F12The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F13The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F14The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F15The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F16The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F17The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F18The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F19The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.90 to $7.00 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F20The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F21The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.10 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F22The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.05. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F23The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F24The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F25The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $7.00 to $7.05 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F26The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.85 to $6.90. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.55 to $6.80 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F5The reported price is the weighted average sale price for sales on November 10, 2016 by the Reporting Person. The actual prices of such sales ranged from $6.70 to $6.73. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.65 to $6.80 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F7The reported price is the weighted average purchase price for purchases on November 10, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.75 to $7.00 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F8The reported price is the weighted average purchase price for purchases on November 11, 2016 by the Reporting Person. The actual prices of such purchases ranged from $6.95 to $7.25 The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F9The reported price is the weighted average sale price for sales on November 11, 2016 by the Reporting Person. The actual prices of such sales ranged from $7.00 to $7.03. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.