SEC Form 4 · accession 0001520798-16-000005
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J Alfano
Officer — CFO
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stockF1 | — | Feb 24, 2016 | J | 10,000 | A | — | — | Class A non-voting common stock | 10,000 | 34,581 | D |
Explanation of responses
- F1The transaction describes the award on 2/24/2016 of Restricted Class A non-voting common stock vesting on 2/23/2021, subject to the awardee being continuously employed by the company until such time.