SEC Form 4 · accession 0001481324-19-000001
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Behrens
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stockF1 | Feb 28, 2019 | A | 2,500 | — | A | 8,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan