SEC Form 4 · accession 0001435741-16-000004
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Ehrhardt
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stockF1 | Jul 1, 2016 | J | 663 | — | A | 18,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stockF1 | — | Jul 1, 2016 | J | 663 | D | — | — | Class A non-voting common stock | 663 | 0 | D |
Explanation of responses
- F1The transaction describes the vesting of restricted shares of Class A non-voting common stock into shares of Class A non-voting common stock.