SEC Form 4 · accession 0001395774-15-000004
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis P McNAMARA
Officer — Secretary
Period of report
Feb 26, 2015
Accepted (ET)
Mar 3, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stock | holding | — | — | — | 27,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stockF1 | — | Feb 26, 2015 | J | 5,000 | A | — | — | Class A non-voting common stock | 5,000 | 34,581 | D |
Explanation of responses
- F1The transaction describes the award on 2/26/2015 of Restricted Class A non-voting common stock vesting on 2/25/2020, subject to the awardee being continuously employed by the company until such time.