SEC Form 4/A · accession 0001395774-15-000002
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dennis P McNAMARA
Officer — Secretary
Period of report
Jan 27, 2015
Accepted (ET)
Feb 2, 2015 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stockF1 | Jan 27, 2015 | J | 6,303 | $0.00 | A | 27,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stockF1 | — | Jan 27, 2015 | J | 10,000 | D | — | — | Class A non-voting common stock | 6,303 | 27,200 | D |
Explanation of responses
- F1The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2010 of which 6,303 Class A non-voting common shares were converted and 3,697 shares were forfeited.