SEC Form 4 · accession 0001218024-15-000002
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine K Roberts
Director
Period of report
Jan 28, 2015
Accepted (ET)
Jan 29, 2015 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Class A non voting common stockF1 | — | Jan 28, 2015 | J | 2,000 | A | — | — | Class A non voting common stock | 2,000 | 22,882 | D |
Explanation of responses
- F1The transaction is a stock award under the Oppenheimer Holdings Inc. 2014 Equity Incentive Plan granted on 1/28/2015 for 2,000 shares of Class A non voting common stock vesting 25% on each of 7/27/15; 7/27/16; 7/27/17 and 7/27/18.