SEC Form 4 · accession 0001218024-15-000001
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine K Roberts
Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stockF1 | Jan 27, 2015 | J | 5,000 | $0.00 | A | 194,940 | D | |
| Class B voting common stock | holding | — | — | — | 120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting common stockF1 | — | Jan 27, 2015 | J | 5,000 | D | — | — | Class A non-voting common stock | 5,000 | 20,882 | D |
Explanation of responses
- F1The transaction describes the vesting of 5,000 shares of Class A non-voting common stock which were awarded on January 28, 2010.