SEC Form 4 · accession 0001007772-15-000003
OPPENHEIMER HOLDINGS INC · OPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morris Goldfarb
Director
Period of report
May 11, 2015
Accepted (ET)
Jun 30, 2015 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stockF1 | May 11, 2015 | D | 3,500 | $0.00 | D | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock awards that were forfeited automatically pursuant to the terms of the 2006 Equity Incentive Plan and 2014 Incentive Plan upon the termination of Mr. Goldfarb's services as a director on May 11, 2015.