SEC Form 4 · accession 0001209191-19-011808
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Trent Thad
Officer — EVP, Finance & CFO
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2019 | M | 16,736 | $0.00 | A | 291,572 | D | |
| Common StockF2 | Feb 16, 2019 | F | 5,788 | $15.70 | D | 285,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 15, 2019 | A | 58,107 | A | — | — | Common Stock | 58,107 | 58,107 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 16, 2019 | M | 16,736 | D | — | — | Common Stock | 16,736 | 33,474 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis upon vesting.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.
- F3On February 15, 2019, the Reporting Person was granted 58,107 restricted stock units, with approximately 42% of the units vesting on the first anniversary of the grant date and the remainder of the units vesting in equal installments on the second and third anniversaries of the grant date.
- F4On February 16, 2018, the Reporting Person was granted 50,210 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.