SEC Form 4 · accession 0001209191-19-007038
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trent Thad
Officer — EVP, Finance & CFO
Period of report
Feb 1, 2019
Accepted (ET)
Feb 4, 2019 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2019 | M | 38,338 | $0.00 | A | 288,361 | D | |
| Common StockF3 | Feb 1, 2019 | F | 13,525 | $14.79 | D | 274,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Feb 1, 2019 | M | 38,338 | D | — | — | Common Stock | 38,338 | 19,169 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis upon vesting.
- F2Includes 1,832 shares acquired under the Issuer's employee stock purchase plan on June 29, 2018.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.
- F4On March 16, 2017, the Reporting Person was granted 57,507 service-based RSUs, with two-thirds (2/3) of the RSUs scheduled to vest on February 1, 2019 and the remaining one-third (1/3) scheduled to vest on February 3, 2020.