SEC Form 4 · accession 0001209191-18-058511
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudhir Gopalswamy
Officer — EVP, Microcontroller/Connect
Period of report
Nov 10, 2018
Accepted (ET)
Nov 14, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2018 | M | 2,200 | $0.00 | A | 113,357 | D | |
| Common StockF2 | Nov 10, 2018 | F | 1,091 | $13.22 | D | 112,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 10, 2018 | M | 2,200 | D | — | — | Common Stock | 2,200 | 2,200 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis upon vesting.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.
- F3On November 20, 2014, the Reporting Person was granted 11,000 restricted stock units, vesting in five equal annual installments beginning on November 10, 2015.