SEC Form 4 · accession 0001209191-18-043657
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudhir Gopalswamy
Officer — EVP, Microcontroller/Connect
Period of report
Jul 21, 2018
Accepted (ET)
Jul 23, 2018 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 21, 2018 | M | 4,000 | $0.00 | A | 122,174 | D | |
| Common StockF2 | Jul 23, 2018 | S | 2,017 | $16.8027 | D | 120,157 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F3 | — | Jul 21, 2018 | M | 4,000 | D | — | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis upon vesting.
- F2Represents the aggregate number of shares of common stock sold for payment of the tax liability incident to the vesting of restricted stock units.
- F3On August 8, 2014, the Reporting Person was granted 20,000 restricted stock units, vesting in five equal annual installments beginning on July 21, 2015.