SEC Form 4 · accession 0001209191-18-034640
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudhir Gopalswamy
Officer — EVP, Microcontroller/Connect
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2018 | M | 3,200 | $0.00 | A | 123,934 | D | |
| Common StockF2 | May 31, 2018 | F | 1,592 | $16.60 | D | 122,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | May 30, 2018 | M | 3,200 | D | — | — | Common Stock | 3,200 | 9,600 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis upon vesting.
- F2Represents the aggregate number of shares of common stock sold for payment of the tax liability incident to the vesting of restricted stock units issued in accordance with Rule 16b-3.
- F3On July 8, 2016, the Reporting Person was granted 16,000 restricted stock units, vesting in five equal annual installments beginning on May 30, 2017.