SEC Form 4 · accession 0001209191-18-017528
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Geha
Officer — Corporate EVP, Memory Products
Period of report
Mar 5, 2018
Accepted (ET)
Mar 6, 2018 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2018 | M | 1,200 | $11.55 | A | 96,029 | D | |
| Common StockF1 | Mar 5, 2018 | F | 930 | $17.634 | D | 95,099 | D | |
| Common StockF2 | Mar 5, 2018 | S | 270 | $17.634 | D | 94,829 | D | |
| Common StockF3,F4 | Mar 5, 2018 | S | 20,382 | $17.5938 | D | 74,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $11.55 | Mar 5, 2018 | M | 1,200 | D | — | — | Common Stock | 1,200 | 1,200 | D |
Explanation of responses
- F1Represents the aggregate number of shares of common stock sold for payment of the exercise price and tax liability incident to the transactions of a security issued in accordance with Rule 16b-3.
- F2Represents the subsequent sale of shares of common stock acquired pursuant to the exercise of the stock options issued in accordance with Rule 16b-3.
- F3Represents shares of common stock previously acquired by the Reporting Person upon the vesting and settlement of restricted stock units and performance restricted stock units awarded to the Reporting Person under the Issuer's equity incentive plans.
- F4The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.59 to $17.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F5The option was granted on May 30, 2013 and vests in 60 equal monthly installments beginning on June 9, 2013. The option is due to expire on May 30, 2021.