SEC Form 4 · accession 0001209191-17-062462
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Geha
Officer — Corporate SVP, Memory Products
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 309 | $11.27 | A | 41,204 | D | |
| Common Stock | Nov 21, 2017 | M | 21,600 | $11.55 | A | 62,804 | D | |
| Common StockF1,F2 | Nov 21, 2017 | F | 17,321 | $17.3757 | D | 45,483 | D | |
| Common StockF3,F2 | Nov 21, 2017 | S | 4,588 | $17.3757 | D | 40,895 | D | |
| Common StockF4 | Nov 22, 2017 | S | 9,929 | $17.3201 | D | 30,966 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $11.27 | Nov 21, 2017 | M | 309 | D | — | — | Common Stock | 309 | 0 | D |
| Stock Option (right to buy)F6 | $11.55 | Nov 21, 2017 | M | 21,600 | D | — | — | Common Stock | 21,600 | 2,400 | D |
Explanation of responses
- F1Represents the aggregate number of shares of common stock sold for payment of the exercise price and tax liability incident to the transactions of a security issued in accordance with Rule 16b-3.
- F2The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Represents the subsequent sale of shares of common stock acquired pursuant to the exercise of the stock options issued in accordance with Rule 16b-3.
- F4Represents shares of common stock previously acquired by the Reporting Person upon vesting and settlement of performance restricted stock units awarded to the Reporting Person under the Issuer's equity incentive plans. Restricted stock units and performance restricted stock units convert into common stock on a one-for-one basis upon vesting.
- F5The option was granted on December 18, 2012 and vests in 60 equal monthly installments beginning on December 19, 2012. The option is due to expire on December 18, 2020.
- F6The option was granted on May 30, 2013 and vests in 60 equal monthly installments beginning on June 9, 2013. The option is due to expire on May 30, 2021.