SEC Form 4 · accession 0001209191-17-051981

· CY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 6, 2017

Accepted (ET)

Sep 7, 2017 · 8:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000791915

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1,F3	—	Sep 6, 2017	A	14,587	A	—	—	Common Stock	14,587	14,587	D
Restricted Stock Units^F4,F5,F1,F6	—	Sep 6, 2017	A	12,156	A	—	—	Common Stock	12,156	12,156	D

F1Restricted stock units convert into common stock on a one-for-one basis upon vesting.
F2Acquired upon the initial appointment of the Reporting Person to the Issuer's board of directors on September 6, 2017 (the "Initial Equity Grant").
F3This Initial Equity Grant to the non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and will vest in three equal annual installments beginning on September 6, 2018.
F4Acquired upon the initial appointment of the Reporting Person to the Issuer's board of directors on September 6, 2017 (the "Annual Equity Grant").
F5This Annual Equity Grant to the Reporting Person was pro-rated to a grant date value of approximately $166,667 (from $200,000) to reflect her September 6, 2017 initial appointment to the Issuer's board of directors.
F6This Annual Equity Grant to the non-employee members of the Issuer's board of directors represents a contingent right to receive Issuer common stock on a one-for-one basis upon vesting and is fully vested on the day before the Issuer's next annual meeting of stockholders.