SEC Form 4 · accession 0001209191-17-047447
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hassane El-Khoury
Officer — President & CEO · Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 3, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2017 | M | 927 | $6.6962 | A | 354,263 | D | |
| Common Stock | Aug 2, 2017 | M | 4,450 | $10.47 | A | 358,713 | D | |
| Common StockF1,F2 | Aug 2, 2017 | F | 4,767 | $14.2381 | D | 353,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $6.6962 | Aug 2, 2017 | M | 927 | D | — | — | Common Stock | 927 | 0 | D |
| Stock Option (right to buy)F4 | $10.47 | Aug 2, 2017 | M | 4,450 | D | — | — | Common Stock | 4,450 | 0 | D |
Explanation of responses
- F1Represents the aggregate number of shares of Issuer common stock withheld for payment of the exercise price and tax liability incident to the transactions of a security issued in accordance with Rule 16b-3.
- F2The price reported in Column 4 is a weighted average price. 4,667 shares were sold at a price of $14.2382 per share and 100 shares were sold at a price of $14.235 per share. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The option was granted on August 8, 2007 and was fully vested on July 16, 2012. The option was due to expire on August 8, 2017.
- F4The option was granted on August 10, 2009 and was fully vested on June 1, 2014. The option was due to expire on August 10, 2017.