SEC Form 4 · accession 0001209191-16-151700
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trent Thad
Officer — EVP, Finance & CFO
Period of report
Nov 19, 2016
Accepted (ET)
Nov 22, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2016 | M | 1,067 | — | A | 172,099 | D | |
| Common Stock | Nov 22, 2016 | F | 552 | $11.0338 | D | 171,547 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 19, 2016 | M | 1,067 | D | — | — | Common Stock | 1,067 | 1,067 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon vesting.
- F2On December 18, 2012, the Reporting Person was awarded a grant of 5,333 RSUs. This equity grant vests annually beginning November 19, 2013.