SEC Form 4 · accession 0001209191-16-108673

· CY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 12, 2016

Accepted (ET)

Mar 15, 2016 · 6:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000791915

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 12, 2016	M	3,720	—	A	54,485	D
Common Stock^F2	Mar 14, 2016	S	1,860	$8.63	D	52,625	D
Common Stock^F3	holding	—	—		—	70,636	I	By limited partnership

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5	—	Mar 12, 2016	M	3,720	D	—	—	Common Stock	3,720	7,440	D

F1Upon vesting, each Restricted Stock Unit converts into common stock on a one-for-one basis.
F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and were for payment of the tax liability incident to the vesting of a security issued in accordance with Rule 16b-3.
F3Shares held in a limited partnership. Trusts for the Reporting Person's children hold partnership interests in the limited partnership. The Reporting Person has authority to act on behalf of the limited partnership. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his beneficiary interest therein.
F4Received upon initial appointment to the Issuer's board of directors (the "Initial Equity Grant").
F5This Initial Equity Grant represents a contingent right to receive Issuer common stock on a one-for-one basis and vests in three (3) equal annual installments beginning March 12, 2016.