SEC Form 4 · accession 0001209191-15-080711
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trent Thad
Officer — EVP, Finance & CFO
Period of report
Nov 14, 2015
Accepted (ET)
Nov 17, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2015 | A | 1,733 | $0.00 | A | 57,387 | D | |
| Common StockF3 | Nov 16, 2015 | F | 652 | $10.04 | D | 56,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Nov 14, 2015 | M | 1,733 | D | — | — | Common Stock | 1,733 | 1,734 | D |
Explanation of responses
- F1Represents the aggregate number of shares of Issuer common stock acquired upon vesting of the Restricted Stock Units (the "RSUs").
- F2Upon vesting, the RSUs convert into Issuer common stock on a one-for-one basis.
- F3Represents the aggregate number of shares of Issuer common stock sold by the Reporting Person to the Issuer to cover taxes due upon vesting and settlement of the RSUs.
- F4Represents a contingent right to receive Issuer common stock on a one-for-one basis.
- F5Represents a contingent right to receive Issuer common stock on a one-for-one basis. On December 1, 2011, the Reporting Person was granted 8,666 RSUs vesting in five equal annual installments beginning on November 14, 2012.