SEC Form 5 · accession 0001127602-15-002867
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hassane El-Khoury
Officer — Executive Vice President
Period of report
Dec 28, 2014
Accepted (ET)
Jan 26, 2015 · 8:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2014 | M | 667 | $9.91 | A | 127,704 | D | |
| Common StockF1 | Oct 31, 2014 | S | 354 | $9.9434 | D | 127,350 | D | |
| Common Stock | Nov 14, 2014 | M | 466 | $10.04 | A | 127,816 | D | |
| Common StockF2 | Nov 14, 2014 | S | 248 | $10.2431 | D | 127,568 | D | |
| Common StockF3 | Dec 31, 2014 | J | 864 | $8.925 | A | 128,432 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Oct 31, 2014 | M | 667 | D | — | Dec 8, 2018 | Common Stock | 667 | 667 | D |
| Restricted Stock UnitsF4 | $0.00 | Nov 14, 2014 | M | 466 | D | — | Dec 1, 2019 | Common Stock | 466 | 934 | D |
Explanation of responses
- F1Inadvertently omitted filing Form 4 for October 31, 2014 transaction, 354 shares were sold to pay tax applicable to the vesting of 667 restricted stock units.
- F2Inadvertently omitted filing Form 4 for November 14, 2014 transaction, 248 shares were sold to pay tax applicable to the vesting of 466 restricted stock units.
- F3Shares acquired through the Employee Stock Purchase Plan (ESPP).
- F4Service based grant that vests annually over five years.