SEC Form 5 · accession 0001127602-15-002866
CYPRESS SEMICONDUCTOR CORP /DE/ · CY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trent Thad
Officer — CFO
Period of report
Dec 28, 2014
Accepted (ET)
Jan 26, 2015 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2014 | M | 2,267 | $9.91 | A | 47,367 | D | |
| Common StockF1 | Oct 31, 2014 | S | 865 | $9.9434 | D | 46,502 | D | |
| Common Stock | Nov 14, 2014 | M | 1,733 | $10.04 | A | 48,235 | D | |
| Common StockF2 | Nov 14, 2014 | S | 662 | $10.2431 | D | 47,573 | D | |
| Common Stock | Nov 19, 2014 | M | 1,067 | $10.415 | A | 48,640 | D | |
| Common StockF3 | Nov 19, 2014 | S | 405 | $10.35 | D | 48,235 | D | |
| Common StockF4 | Dec 31, 2014 | J | 641 | $8.925 | A | 48,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5 | $0.00 | Oct 31, 2014 | M | 2,267 | D | — | Dec 8, 2018 | Common Stock | 2,267 | 2,267 | D |
| Restricted Stock UnitsF5 | $0.00 | Nov 14, 2014 | M | 1,733 | D | — | Dec 1, 2019 | Common Stock | 1,733 | 3,467 | D |
| Restricted Stock UnitsF5 | $0.00 | Nov 19, 2014 | M | 1,067 | D | — | Dec 18, 2020 | Common Stock | 1,067 | 3,200 | D |
Explanation of responses
- F1Inadvertently omitted filing Form 4 for October 31, 2014 transaction, 865 shares sold to pay tax applicable to the vesting of 2,267 restricted stock units.
- F2Inadvertently omitted filing Form 4 for November 14, 2014, 662 shares sold to pay tax applicable to the vesting of 1,733 restricted stock units.
- F3Inadvertently omitted filing Form 4 for November 19, 2014 transaction, 405 shares sold to pay tax applicable to the vesting of 1,067 restricted stock units.
- F4Shares acquired through the Employee Stock Purchase Plan (ESPP).
- F5Service based grant that vests annually over five years.