SEC Form 4 · accession 0001190725-19-000009
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Neal
Officer — CEO · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $14.33 | Feb 13, 2019 | A | 60,000 | A | — | Feb 13, 2029 | Common Shares | 60,000 | 60,000 | D |
Explanation of responses
- F1Shares subject to this option shall vest in equal monthly installments over three years from the grant date.