SEC Form 4 · accession 0001190725-18-000030
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepshikha Datta
Officer — Chief Business Officer
Period of report
Jul 19, 2018
Accepted (ET)
Jul 23, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $25.05 | Jul 19, 2018 | A | 24,000 | A | — | Jul 19, 2028 | Common Shares | 24,000 | 24,000 | D |
Explanation of responses
- F1One-third of this grant (i.e., 8,000 options) will vest on the first anniversary of the date of grant and the remaining options will vest in equal monthly increments over the next twenty four (24) months thereafter.