SEC Form 4 · accession 0001190725-18-000028
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Limber
Director
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 9:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $25.16 | May 17, 2018 | A | 5,052 | A | — | May 17, 2028 | Common Shares | 5,052 | 5,052 | D |
Explanation of responses
- F1All of the shares subject to this option shall vest and become exercisable on the one-year anniversary of the vesting commencement date (May 17, 2018).