SEC Form 4 · accession 0001190725-18-000017
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deepshikha Datta
Officer — Chief Business Officer
Period of report
Mar 27, 2018
Accepted (ET)
Mar 29, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $33.41 | Mar 27, 2018 | A | 80,000 | A | — | Dec 21, 2027 | Common Shares | 80,000 | 80,000 | D |
Explanation of responses
- F1The vesting of this option was amended by the Compensation Committee of the Board of Directors of the Issuer from the vesting upon achievement of certain performance based criteria to the following: shares subject to this option shall vest in equal monthly installments over three years from the grant date of December 21, 2017.