SEC Form 4 · accession 0001190725-18-000012
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Denman Van Ness
Director
Period of report
Sep 15, 2017
Accepted (ET)
Feb 28, 2018 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $19.40 | Sep 15, 2017 | A | 2,366 | A | — | Sep 15, 2027 | Common Shares | 2,366 | 2,366 | D |
Explanation of responses
- F1Shares subject to this option shall vest in equal monthly installments over one year from the grant date.