SEC Form 4 · accession 0000791908-17-000015
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Varian
Director
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 16, 2017 | S | 39,540 | $6.2448 | D | 2,344 | D | |
| Common Shares | holding | — | — | — | 3,651 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold at various prices ranging from $6.20 and $6.38.