SEC Form 4 · accession 0000791908-16-000178
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. Burns
Officer — VP, Finance & Chief Financial
Period of report
Dec 22, 2016
Accepted (ET)
Dec 23, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $5.50 | Dec 22, 2016 | A | 35,000 | A | — | Dec 22, 2026 | Common Shares | 35,000 | 35,000 | D |
Explanation of responses
- F1This option was granted under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and will vest in full one year after the grant date.