SEC Form 4 · accession 0000791908-16-000150
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Barton Hutt
Director
Period of report
Jul 21, 2016
Accepted (ET)
Aug 2, 2016 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $0.5599 | Jul 21, 2016 | A | 121,064 | A | — | Jul 21, 2026 | Common Shares | 121,064 | 121,064 | D |
Explanation of responses
- F1This option is exercisable in twelve equal monthly installments, beginning one month from the vest start date, which is the same as the grant date.