SEC Form 4 · accession 0000791908-16-000125
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Rubin
Officer — Sr. VP Clinical Dev. & CMO
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 25, 2016 | A | 198,330 | $0.00 | A | 338,654 | D | |
| Common Shares | holding | — | — | — | 13,422 | I | by 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock unit awards shall vest (and the deferral period for such units shall expire) in one installment as follows: 100% shall vest on March 18, 2017. Such restricted stock units shall be awarded without Dividend Equivalents (as defined in the Plan).