SEC Form 5 · accession 0000791908-16-000119
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M. Burns
Officer — VP, Finance & Chief Financial
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 31, 2015 | J | 6,541 | $1.376 | A | 13,488 | I | by 401(k) |
| Common Shares | holding | — | — | — | 93,760 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares were acquired during the 2015 fiscal year under the XOMA Corporation Deferred Savings Plan. All shares were acquired in a transaction exempt from Section 16b-3.