SEC Form 5 · accession 0000791908-16-000113
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Scannon M.D. Ph.D.
Officer — Exec. VP & CSO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 31, 2015 | J | 8,721 | $1.376 | A | 33,801 | I | by 401(k) |
| Common Shares | holding | — | — | — | 94,227 | D | ||
| Common Shares | holding | — | — | — | 750 | I | by Daughter | |
| Common Shares | holding | — | — | — | 4,053 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares were acquired during the 2015 fiscal year under the XOMA Corporation Deferred Savings Plan. All shares were acquired in a transaction exempt from Section 16b-3.