SEC Form 4 · accession 0000791908-15-000107
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Scannon M.D. Ph.D.
Officer — Exec. VP & CSO · Director
Period of report
Dec 28, 2015
Accepted (ET)
Dec 30, 2015 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 28, 2015 | S | 8,000 | $1.3671 | D | 102,227 | D | |
| Common Shares | holding | — | — | — | 25,080 | I | by 401(k) | |
| Common Shares | holding | — | — | — | 750 | I | by Daughter | |
| Common Shares | holding | — | — | — | 4,053 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2015.
- F2This transaction was executed in multiple trades ranging at prices from $1.35 to $1.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Company or a security holder of the Company full information regarding the number of shares and prices at which the transactions were effected.