SEC Form 4 · accession 0000791908-15-000081

XOMA Royalty Corp · XOMA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 28, 2015

Accepted (ET)

Jun 1, 2015 · 6:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000791908

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1,F2	May 28, 2015	M	3,150	$0.00	A	85,050	D
Common Shares^F3,F2	May 28, 2015	M	3,150	$0.00	A	88,200	D
Common Shares^F4	holding	—	—		—	20	I	by IRA
Common Shares^F5	holding	—	—		—	10	I	by Spouse
Common Shares^F6	holding	—	—		—	2,600	I	by Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F3,F2	$0.00	May 28, 2015	M	3,150	D	—	May 28, 2013	Common Shares	3,150	3,150	D
Restricted Stock Units^F1,F2	$0.00	May 28, 2015	M	3,150	D	—	May 28, 2015	Common Shares	3,150	0	D

F1These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on May 28, 2013.
F2Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. This nondiscretionary transaction represents the vesting of restricted stock units as shares of common stock.
F3These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on May 28, 2014.
F4Owned directly through W. D. Van Ness IRA.
F5Held indirectly through the C. Van Ness IRA.
F6Shares owned directly by The Van Ness 1983 Revocable Trust.