SEC Form 4 · accession 0000791908-15-000069
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Barton Hutt
Director
Period of report
May 21, 2015
Accepted (ET)
May 22, 2015 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Share Option (right to buy)F1 | $3.39 | May 21, 2015 | A | 73,746 | A | — | May 21, 2025 | Common Shares | 73,746 | 73,746 | D |
Explanation of responses
- F1Exercisable with respect to 1/12th of options in monthly increments beginning June 21, 2015 and ending May 21, 2016.