SEC Form 5 · accession 0000791908-15-000019
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Scannon M.D. Ph.D.
Officer — Exec. VP & CSO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 31, 2014 | J | 3,001 | $3.8315 | A | 25,080 | I | by 401(k) |
| Common Shares | holding | — | — | — | 76,346 | D | ||
| Common Shares | holding | — | — | — | 750 | I | by Daughter | |
| Common Shares | holding | — | — | — | 4,053 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares were acquired during the 2014 fiscal year under the XOMA Corporation Deferred Savings Plan. All shares were acquired in a transaction exempt from Section 16(b).