SEC Form 4 · accession 0000791908-15-000008
XOMA Royalty Corp · XOMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred Kurland
Officer — CFO & VP Finance
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 3, 2015 | G | 16,000 | — | D | 69,086 | D | |
| Common Shares | holding | — | — | — | 19,136 | I | by 401(k) | |
| Common Shares | holding | — | — | — | 5,254 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has transferred 16,000 shares of common stock, in a bona fide gift transaction, to his daughter and son-in-law, jointly, who do not reside with the reporting person. The reporting person disclaims any beneficial interest in the shares upon transfer.