SEC Form 4 · accession 0001144204-15-068366
SQBG, Inc. · SQBG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yehuda Shmidman
Officer — Chief Executive Officer · Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 27, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000791770
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 19, 2014 | F | 51,460 | $9.80 | D | 223,343 | D | |
| Common StockF3 | Nov 20, 2014 | S | 600 | $9.86 | D | 222,743 | D | |
| Common StockF3 | Nov 24, 2014 | S | 3,457 | $9.84 | D | 219,286 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.
- F2Closing market price of the common stock of Sequential Brands Group, Inc. (the "Company") on the transaction date.
- F3The shares disposed of, and reported in, column 4 represent shares sold by Mr. Shmidman in the open market transactions, with the proceeds of such sales remitted to the Company solely for tax withholding purposes.